Trade Surveillance Implementation at BayernLB

This case study details the implementation of the ACTICO Capital Market Compliance Solution at BayernLB, focusing on enhancing trade surveillance to prevent market manipulation and insider trading. The document outlines the challenges faced by BayernLB in automating the monitoring of securities transactions and the subsequent decision to replace their outdated compliance system with ACTICO's software. It describes the process of integrating automated monitoring for all securities transactions, which includes identifying and managing duplicates. The results of this implementation include increased automation in transaction screening, improved detection of anomalies, and greater flexibility in customizing monitoring rules. Additionally, the software enables faster responses to regulatory changes. The case study also highlights the growing regulatory pressure on the financial sector and how intelligent automation can help manage compliance requirements effectively. The partnership between BayernLB and ACTICO continues as they work on further optimizations and enhancements to the monitoring system.