DORA Compliance Checklist for Organizations

This document is a guide that outlines the necessary steps for organizations to achieve compliance with the Digital Operational Resilience Act (DORA). It begins by emphasizing the importance of understanding the scope of DORA and determining if the organization falls under its jurisdiction. A risk assessment is recommended to evaluate potential vulnerabilities in information and communications technology (ICT) systems. The guide details the development of an incident response plan to address security incidents and operational disruptions. It also suggests implementing robust ICT risk management practices and enhancing information security measures. Additionally, the document covers establishing resilience testing procedures, fostering intelligence sharing, managing third-party risks, and implementing an Information Security Management System (ISMS). Training employees and maintaining documentation are highlighted as essential practices. The guide concludes with the importance of continuous monitoring and engaging with regulators to ensure ongoing compliance with DORA requirements.