This document is a Client Information Note (CIN) that outlines the Stage 1 audit process for Management System assessment and certification. The objective of the audit is to review the system to ensure it meets the assessment criteria and encompasses the activities specified within the assessment scope. The assessor will conduct interviews with senior management to confirm that the organization has identified its context, interested parties, and analyzed risks and opportunities that could affect its operations. The document details the steps involved in the audit, including the review of the design and documentation of the management system, the planning for the Stage 2 audit, and the assessment of operational arrangements. It also describes the closing meeting where the outcomes and findings of the Stage 1 audit will be presented. Additionally, it emphasizes the importance of continual improvement and compliance with applicable legal and regulatory requirements.