Morgan Stanley
Investor Charter for Research Analyst Services
Pages
4
Time to read
7 mins
Publication
Language
English
Pages
4
Time to read
7 mins
Publication
Language
English
This document is an Investor Charter detailing the services and responsibilities of Morgan Stanley India Company Private Limited as a registered Research Analyst. It outlines the vision and mission statements aimed at ensuring investors can make informed decisions regarding their investments. The charter specifies the business activities conducted by the Research Analyst, including the publication of research reports, providing unbiased recommendations, and conducting annual audits. Furthermore, it describes the grievance redressal mechanisms available to investors, including the process for lodging complaints and the rights of investors regarding privacy, transparency, and fair treatment. The document also emphasizes the responsibilities of investors, detailing expected behaviors such as verifying the registration of the Research Analyst and maintaining communication regarding research recommendations. Overall, it serves to inform investors about their rights and the standards of service they can expect from the Research Analyst.