Protiviti
Compliance Priorities for Financial Institutions in 2026
Pages
10
Time to read
17 mins
Publication
Language
English
Pages
10
Time to read
17 mins
Publication
Language
English
This document is a report discussing compliance priorities for financial institutions in 2026, highlighting the evolving regulatory landscape. It outlines traditional regulatory focuses such as safeguarding financial stability, promoting sound governance, and combating financial crime. The report also addresses the changing dynamics in regulatory approaches across major jurisdictions, including the United States, United Kingdom, European Union, and Asia-Pacific. It details the criticisms faced by regulators and the growing calls for reevaluation of their methods. Furthermore, the report examines significant global and regional developments impacting compliance, such as the rise of artificial intelligence, digital assets, quantum computing, fintech innovation, and embedded finance. These factors are reshaping compliance strategies and present both opportunities and challenges for financial institutions. The document emphasizes the need for institutions to balance business objectives with compliance considerations, which will influence their competitive positioning and risk profiles in the financial services landscape.