Quarterly FTCA Risk Assessment Compliance Checklist

This document is a compliance checklist for conducting quarterly FTCA risk assessments. It outlines the basic compliance requirements that must be met, including the completion and submission of assessments within the required quarters, and the necessity of including all relevant documentation. The checklist specifies that at least one clinically-focused assessment must be completed each quarter and that all tools used must be attached and fully completed. Additionally, it emphasizes the importance of clear narrative explanations for any non-compliance. The document also details required narrative elements, including the purpose, scope, and focus of the assessments, as well as the methodology used and identification of risks. Furthermore, it covers analysis, evaluation, and prioritization of risks, along with action plan requirements, SMART goals, and monitoring strategies. Finally, it addresses outcomes and effectiveness measures, ensuring that results are documented appropriately for board and stakeholder reporting.