Compliance Program Self-Assessment Worksheet

The document is a Compliance Program Self-Assessment Worksheet designed to assist organizations in evaluating their ethics and compliance programs. It provides a structured approach for collecting and reviewing program information prior to submitting responses for analysis and benchmarking. The worksheet is based on the Ethics Quotient® (EQ) questionnaire and incorporates insights from the World’s Most Ethical Companies® honorees. It comprises 16 questions across eight dimensions, including corporate governance, program structure, written standards, and ethics training. Each section aims to assess various aspects of the compliance program, such as oversight, responsibility, and resource allocation. The document also includes instructions for completing the self-assessment, emphasizing the importance of a thorough understanding of the organization's ethics and compliance initiatives. By engaging with this worksheet, organizations can better prepare for the evaluation of their compliance efforts and enhance their overall ethical culture.