Summary
This document is a Guide to Brokerage Services provided by U.S. Bancorp Advisors LLC. It aims to inform clients about the brokerage services offered, including the scope and terms of the relationship between the firm and its clients. The guide outlines the capacity in which the firm serves clients, detailing the differences between brokerage and investment advisory services, including applicable regulations such as Regulation Best Interest. It emphasizes the importance of understanding the fees, costs, and potential conflicts of interest associated with the services. Additionally, the guide explains how clients can access brokerage services, whether through broker-assisted trading or online trading, and highlights the responsibility of clients to monitor their accounts. The document also provides information on how to contact the firm for further assistance and includes disclaimers regarding investment products and services.
